Understanding The Nexus Of Compliance And Technology
We know the products that are in the market places for compliance – their pros & cons: and, we are prepared to help you evaluate what works best for you. In fact, GMAG will help you customize your approach to compliance not only by helping you develop your policies and procedures, but by evaluating the best REG Tech solutions to implement. Our goal is to help you execute your plan.
GMAG was retained by a major cloud service provider to assist in its penetration to geographic locations across the globe. Many international regulatory regimes have not updated their technology and third-party outsourcing requirements and GMAG was hired to draft suggested language which could be used for this purpose. GMAG focused on cloud migration hurdles common among many of these jurisdictions and included: Outsourcing, Audit Standardization, Subcontracting, DR/Business Continuity, Security, Privacy and Data Protection to name a few.
GMAG reviewed Google’s capabilities in assisting their clients in complying with SEC Reg SCI and supplied recommendations to strengthen their policies and procedures.
GMAG was instrumental in assessing the technological and compliance risk implications of implementing a new algorithmic trading layer into their order execution technology stack.