GMAG currently offers clients advice regarding market structure, compliance, operations and technology related issues. In its three years of existence GMAG has consulted with Exchanges, Broker-Dealers and major technology companies in the financial services industry. [...]
GLOBAL MARKETS ADVISORY GROUP EXPANDS CONSULTING TEAM -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- - ADDS SENIOR EXECUTIVES FROM INTEL, FINRA, AND NYSE November 8, [...]
SIFMA Google Cloud RegTech Event held at Googles's New York City offices in Chelsea. The event included a very interesting panel discussion, moderated, by CNBC’s Bob Pisani, on emerging technologies used by financial service firms. [...]
New regulations are on the way that will have a major impact on the financial industry. Will you be ready?
On November 15, 2016 The SEC approved the CAT NMS Plan, which governs the creation and operation of the Consolidated Audit Trail (CAT). What is it? The CAT will be the largest comprehensive data repository [...]