MARKET STRUCTURE ADVICE – GMAG’s market structure experts can advise startups and incumbents on all aspects of creating  an exchange, broker-dealer or ATS; and, help them with regulatory compliance and surveillance requirements.
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Regulatory and Compliance Advice – Our seasoned compliance professionals can help you stay current in the face of an ever-changing regulatory environment, and avoid the pitfalls that could result in investor harm or financial and reputational loses to your firm.
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Regulatory Technology – GMAG’s unique mix of professionals bring together deep experience in operations, trading, regulation and compliance to help fintech and regulatory technology bridge the gap.
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Cloud Governance – GMAG works with the largest CSP’s in the business and we understand how financial firms use data for business, regulation and compliance.
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Training – Timely, relevant and informative training is key to actively engaging staff in a culture of compliance. Our professionals can design and deliver bespoke training programs on all aspects of the financial markets, from market structure to product implementation.
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Litigation Support – GMAG leverages its highly skilled partners and their varied experiences to provide support in litigation cases in the financial services industry.