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What We Can Do For You

  • MARKET STRUCTURE ADVICEGMAG’s market structure experts can advise startups and incumbents on all aspects of exchange and ATS trading, regulatory compliance and surveillance.
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  • Regulatory and Compliance Advice Our seasoned compliance professionals can help you stay current in the face of an ever-changing regulatory environment, and avoid the pitfalls that could result in investor harm or financial and reputational loses to your firm.
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  • Regulatory Technology GMAG’s unique mix of professionals bring together deep experience in operations, trading, regulation and compliance to help fintech and regulatory technology bridge the gap.
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  • Cloud Migration GMAG works with the largest CSP’s in the business and we understand how financial firms use data for business, regulation and compliance.
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  • Training Timely, relevant and informative training is key to actively engaging staff in a culture of compliance. Our professionals can design and deliver bespoke training programs on all aspects of the financial markets, from market structure to product implementation.
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  • Capital Markets Advice – GMAG will guide emerging markets and early stage growth companies through the capital raising process on the U.S. equities markets.
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Client’s Testimonials

The Long-Term Stock Exchange engaged the GMAG team to help us implement our strategy for becoming an exchange.
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Michelle Green
Chief Policy Officer, The Long Term Stock Exchange

Global Markets Advisory Group was instrumental in coordinating our visit to FINRA.
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Tran Van Dzung
Former Chief Executive Officer, HANOI STOCK EXCHANGE

I had the pleasure of working with GMAG on our bid to become the Plan Processor for the Industry’s Consolidated Audit Trail.
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Neil Palmer
Former Chief Technology Officer of FIS Advanced Technology Group (previously SunGard), FIS

I appreciate this opportunity to describe my experiences with Global Markets Consulting LLC and two of its principals, Kevin Trimble and Charlie Dolan.
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George Brunelle
Partner, Brunelle & Hadjikow, P.C.