What We Can Do For You
- MARKET STRUCTURE ADVICE – GMAG’s market structure experts can advise startups and incumbents on all aspects of creating an exchange, broker-dealer or ATS; and, help them with regulatory compliance and surveillance requirements.
LEARN MORE CASE STUDY Regulatory and Compliance Advice – Our seasoned compliance professionals can help you stay current in the face of an ever-changing regulatory environment, and avoid the pitfalls that could result in investor harm or financial and reputational loses to your firm. GMAG is proudly listed in the Finra Compliance Directory.
LEARN MORE CASE STUDYRegulatory TechnologY – GMAG’s unique mix of professionals bring together deep experience in operations, trading, regulation and compliance to help fintech and regulatory technology bridge the gap.
LEARN MORE CASE STUDYPRE-IPO AND LISTED COMPANY ADVISORY – While you are the final decision-maker as to which stock exchange your company will ultimately list, GMAG’s seasoned team of listings/capital markets professionals will help ensure that your decision is fully informed. We will also help you prepare for the listing process (IPO/Spin/Carve), as well as for life as a public company. After listing, we can help you resolve listed company regulatory compliance issues that might arise, refine corporate messaging, and understand public company best practices.
Cloud Governance – GMAG works with the largest CSP’s in the business and we understand how financial firms use data for business, regulation and compliance. GMAG is a participant in the AWS partner network.
LEARN MORE CASE STUDYTraining – Timely, relevant and informative training is key to actively engaging staff in a culture of compliance. Our professionals can design and deliver bespoke training programs on all aspects of the financial markets, from market structure to product implementation.
LEARN MORE CASE STUDYLitigation Support – GMAG leverages its highly skilled partners and their varied experiences to provide support in litigation cases in the financial services industry.
The Debate was a Disaster – Try the ‘Old Fashioned’
Things you need to know: The debate was a disaster – leaving voters disgusted Expect a contested election – markets will remain volatile REGN announces [...]
News & Announcements
GMAG’s Marc Iyeki opines on Chinese Listings in US
Read Marc’s analysis of what just happened concerning the status of Chinese companies listed in the US and what the President’s Working Group recommendations mean:
https://www.linkedin.com/pulse/presidents-working-group-gets-tough-chinese-listings-marc-iyeki/https://www.linkedin.com/pulse/presidents-working-group-gets-tough-chinese-listings-marc-iyeki/
The Long-Term Stock Exchange engaged the GMAG team to help us implement our strategy for becoming an exchange.
Read More
Michelle Green
Chief Policy Officer, The Long Term Stock Exchange
Global Markets Advisory Group (GMAG) is the pre-eminent consulting team in the capital markets space.
Read More
David S. Rose
Founder & CEO of Gust
Founder & Chairman Emeritus of New York Angels
Founding Track Chair for Finance, Entrepreneurship & Economics of Singularity University
NYT Bestselling Author of Angel Investing and The Start-Up Checklist
I had the pleasure of working with GMAG on our bid to become the Plan Processor for the Industry’s Consolidated Audit Trail.
Read More
Neil Palmer
Former Chief Technology Officer of FIS Advanced Technology Group (previously SunGard), FIS
When the Nigerian Stock Exchange (NSE), one of the largest Exchanges in Africa, decided to have its rules reviewed and modernized, we looked to Global Markets Advisory Group because of their unparalleled experience writing rules and operating the world’s largest Stock Exchange.
Read More
Oscar Onyema
CEO Nigerian Stock Exchange (NSE)