About Charles Dolan

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So far Charles Dolan has created 8 blog entries.

GMAG Welcomes Ralph Piscitelli as its Newest Consultant

GMAG currently offers clients advice regarding market structure, compliance, operations and technology related issues. In its three years of existence GMAG has consulted with Exchanges, Broker-Dealers and major technology companies in the financial services industry. With the introduction of Ralph Piscitelli, GMAG will now offer existing and new clients access to Ralph’s rich menu of [...]

GLOBAL MARKETS ADVISORY GROUP EXPANDS CONSULTING TEAM

GLOBAL MARKETS ADVISORY GROUP EXPANDS CONSULTING TEAM -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- - ADDS SENIOR EXECUTIVES FROM INTEL, FINRA, AND NYSE November 8, 2017 – Global Markets Advisory Group, a New York-based capital markets advisory firm, announced today that it has brought on [...]

GMAG co-hosts Pre-STANY Annual Conference Event at Google’s NYC Office

On Wednesday, April 6th GMAG proudly co-hosted a Pre-STANY (Securities Trades Association of New York) Annual Conference Event at Google’s  New York City Office. This event was a panel discussion about the Consolidated Audit Trail (CAT) and it's impact on regulation and the financial industry. This discussion was moderated by Bob Pisani of CNBC and [...]

By |2018-01-29T14:30:13+00:00April 13th, 2016|Consolidated Audit Trail|

GMAG to Provide IPO Advisory Services

[et_pb_section][et_pb_row][et_pb_column type="4_4"][et_pb_text admin_label="Text" background_layout="light" text_orientation="left" use_border_color="off" border_color="#ffffff" border_style="solid"] Global Markets Advisory Group is proud to announce that it has been retained to assist an Asian company in the exploration of the Initial Public Offering process in the United States. GMAG will leverage its vast expertise to provide the following services: Introductions to Investment Bankers Management [...]

By |2016-04-05T15:30:32+00:00April 5th, 2016|Global General Information|

The CAT NMS Plan Overview of the SEC-Mandated Consolidated Audit Trail Project

What is the Consolidated Audit Trail? The SEC, FINRA and the exchanges currently rely on ad hoc aggregation of disparate sources of information to conduct market oversight, investigation and enforcement. The CAT will collect daily order and trade data for equities and options, across all trading venues, into a single database. Data will be submitted [...]

By |2016-03-08T13:42:15+00:00March 8th, 2016|Consolidated Audit Trail|

August 24th Opening Explained

I thought it would be helpful to explain the opening process at the NYSE as it relates to Rule 48, Rule 15, and Rule 123 (d). These are rules which govern the opening of stocks with respect to dislocation from the last sale and the dissemination of that information. They were enacted to provide transparency [...]

By |2016-01-12T16:59:14+00:00January 12th, 2016|NYSE Opening|