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The NYSE published the Fact Book for years. That handy little reference book outlined the general trends in the industry and at the NYSE. I always found it to be a useful tool to see what direction things were moving in. When the NYSE decided to stop publishing that annual report, SIFMA stepped in and [...]
One of Reg NMS’ major tenets of Regulation NMS (Reg. NMS) is the Order Protection Rule (“OPR”), known as Rule 611. In essence, it requires that market participants adopt, maintain and enforce policies and procedures reasonably designed to avoid trading through a better priced quote published by another market center. As a practical matter, the rule [...]
GLOBAL MARKETS ADVISORY GROUP EXPANDS CONSULTING TEAM -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- - ADDS SENIOR EXECUTIVES FROM INTEL, FINRA, AND NYSE November 8, 2017 – Global Markets Advisory Group, a New York-based capital markets advisory firm, announced today that it has brought on [...]
People ask what does it take to achieve operational excellence, and to me the answer is simple: it’s a commitment by the organization from the top down to create a culture of excellence. What does that mean? I remember when faced with a crisis of capacity for our operating systems one year. I had to [...]
LET FREEDOM RING!! The picture above was taken on the New York Stock Exchange floor on September 17, 2001. I had the week of the 11th off and had just celebrated my oldest son's first birthday on the 6th. On the morning of the 11th, I started the day with my normal ritual of grabbing a [...]
Global Markets Advisory Group has appointed Robert Zito, founder of Zito Partners, as a senior adviser.
GMAG, a Berkeley Heights-based advisory service, has entered into a joint venture to represent companies and provide solutions to clients seeking access to public markets, to handle regulatory inquiries and to craft brand-related messaging for its clients. “The team at GMAG, many of whom I have known personally for decades and respect from my time [...]