A note from our GMAG partner Charlie Dolan: https://www.linkedin.com/posts/charles-p-dolan-12a25434_compliance-socialresponsibility-freeconsultation-activity-6646484805536006144-Rnow
With the coronavirus hitting everyone hard, and BCP procedures in full force, GMAG extends wishes to all for safety and health. In the case you need your BCP procedures reviewed, updated, strengthened, know that we are here to help. All you got to do is call, we will be there. Be safe everyone!
Dan Labovitz, GMAG partner, talks about compliance, policies and procedures for firms migrating to the cloud. Richmond Federal Reserve Cloud Summit
by Louis G. Pastina and Daniel M. Labovitz It’s been ten years since the SEC radically overhauled the US equity markets through Regulation National Market System (NMS). Beyond merely modernizing markets, Reg NMS has fundamentally changed the way we trade. Reg NMS was born of the Commission’s desire to encourage competition and innovation among markets. [...]