FINRA

GMAG’s Marc Iyeki opines on Chinese Listings in US

Read Marc's analysis of what just happened concerning the status of Chinese companies listed in the US and what the President's Working Group recommendations mean: https://www.linkedin.com/pulse/presidents-working-group-gets-tough-chinese-listings-marc-iyeki/https://www.linkedin.com/pulse/presidents-working-group-gets-tough-chinese-listings-marc-iyeki/

By Charles Dolan|2020-08-10T19:46:50-04:00August 10th, 2020|Emerging and Frontier Markets, FINRA|

Some thoughts on the current pandemic and the use of technology

https://www.tradersmagazine.com/news/this-changes-everything/https://www.tradersmagazine.com/news/this-changes-everything/

By Charles Dolan|2020-05-08T10:36:27-04:00May 8th, 2020|Cloud, FINRA, Global General Information, Global Markets Advisory Group, Lou Pastina|

GMAG Offers Free Consultation

A note from our GMAG partner Charlie Dolan: https://www.linkedin.com/posts/charles-p-dolan-12a25434_compliance-socialresponsibility-freeconsultation-activity-6646484805536006144-Rnow

By Charles Dolan|2020-03-20T13:22:05-04:00March 20th, 2020|Charles Dolan, Consolidated Audit Trail, Daniel M. Labovitz, FINRA, Global General Information, Global Markets Advisory Group|

Richmond Federal Reserve Cloud Summit

Dan Labovitz, GMAG partner, talks about compliance, policies and procedures for firms migrating to the cloud. Richmond Federal Reserve Cloud Summit

By Charles Dolan|2020-03-03T10:00:54-05:00February 15th, 2020|Charles Dolan, Cloud, Daniel M. Labovitz, FINRA, Global General Information, Global Markets Advisory Group, Lou Pastina|

Stocks Fall, And Crypto’s wipe $147 billion of Value off the Table/Try the NE Clam Chowder
January 21, 2022
This post was originally published on this site Things you …Read More »
Holy Smokes Batman, Nasdaq in Correction Territory/Try the Linguine Tri-Colore
January 20, 2022
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“Real Wage Inflation is Everywhere”/Try the Stuffed Chicken Breasts
January 19, 2022
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There is a Theme Here…Pay Attention/Try the Grilled Veal Chop w/Cherry Tomatoes
January 18, 2022
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Investors Run for the Door! Tech Gets Trampled – Try the Linguine w/Artichokes and Pancetta
January 14, 2022
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Nvidia Holds the Key to the Market. But Is It Worth This Much?
One of the hazards of buying individual stocks is that their current price may have little to do with their fundamental value, our columnist says.
Banks Offer Bonuses for Customers Opening New Accounts
Facing competition for business, banks are offering incentives to switch. But as one expert put it, “You have to read the fine print.”
Navient and CFPB Reach $120 Million Student Loan Settlement
The company has been banned from servicing federal student loans and must pay $100 million to harmed borrowers, as well as a $20 million penalty.