FINRA

GMAG’s Marc Iyeki opines on Chinese Listings in US

Read Marc's analysis of what just happened concerning the status of Chinese companies listed in the US and what the President's Working Group recommendations mean: https://www.linkedin.com/pulse/presidents-working-group-gets-tough-chinese-listings-marc-iyeki/https://www.linkedin.com/pulse/presidents-working-group-gets-tough-chinese-listings-marc-iyeki/

By Charles Dolan|2020-08-10T19:46:50-04:00August 10th, 2020|Emerging and Frontier Markets, FINRA|

Some thoughts on the current pandemic and the use of technology

https://www.tradersmagazine.com/news/this-changes-everything/https://www.tradersmagazine.com/news/this-changes-everything/

By Charles Dolan|2020-05-08T10:36:27-04:00May 8th, 2020|Cloud, FINRA, Global General Information, Global Markets Advisory Group, Lou Pastina|

GMAG Offers Free Consultation

A note from our GMAG partner Charlie Dolan: https://www.linkedin.com/posts/charles-p-dolan-12a25434_compliance-socialresponsibility-freeconsultation-activity-6646484805536006144-Rnow

By Charles Dolan|2020-03-20T13:22:05-04:00March 20th, 2020|Charles Dolan, Consolidated Audit Trail, Daniel M. Labovitz, FINRA, Global General Information, Global Markets Advisory Group|

Richmond Federal Reserve Cloud Summit

Dan Labovitz, GMAG partner, talks about compliance, policies and procedures for firms migrating to the cloud. Richmond Federal Reserve Cloud Summit

By Charles Dolan|2020-03-03T10:00:54-05:00February 15th, 2020|Charles Dolan, Cloud, Daniel M. Labovitz, FINRA, Global General Information, Global Markets Advisory Group, Lou Pastina|