New regulations are on the way that will have a major impact on the financial industry. Will you be ready?
On November 15, 2016 The SEC approved the CAT NMS Plan, which governs the creation and operation of the Consolidated Audit Trail (CAT). What is it? The CAT will be the largest comprehensive data repository [...]
A Culture of Operational Excellence
People ask what does it take to achieve operational excellence, and to me the answer is simple: it’s a commitment by the organization from the top down to create a culture of excellence. What does [...]
LET FREEDOM RING!!
LET FREEDOM RING!! The picture above was taken on the New York Stock Exchange floor on September 17, 2001. I had the week of the 11th off and had just celebrated my oldest son's first birthday [...]
Global Markets Advisory Group has appointed Robert Zito, founder of Zito Partners, as a senior adviser.
GMAG, a Berkeley Heights-based advisory service, has entered into a joint venture to represent companies and provide solutions to clients seeking access to public markets, to handle regulatory inquiries and to craft brand-related messaging for [...]
33 Years Ago: My First Time on the New York Stock Exchange Trading Floor
I graduated college in May of 1983 and soon realized my dream of making it to the Major Leagues wasn’t going to happen. During my junior and senior years, I worked at Irving Trust, located at 1 [...]
GMAG co-hosts Pre-STANY Annual Conference Event at Google’s NYC Office
On Wednesday, April 6th GMAG proudly co-hosted a Pre-STANY (Securities Trades Association of New York) Annual Conference Event at Google’s New York City Office. This event was a panel discussion about the Consolidated Audit Trail [...]