Latest Thoughts from GMAG on Market Structure
https://www.tradersmagazine.com/departments/buyside/lets-split-the-difference/
Latest Thoughts from Charlie Dolan
https://www.linkedin.com/pulse/your-skill-set-doesnt-transfer-charles-p-dolan/
The Latest from Charlie Dolan
The latest from our partner Charlie Dolan https://www.linkedin.com/pulse/your-skill-set-doesnt-transfer-charles-p-dolan/
Market Data for Retail Customers
By Lou Pastina, Managing Member, Global Markets Advisory Group With assistance from Jim Buckley, Member, Global Markets Advisory Group and Ron Jordan, Consultant, Global Markets Advisory Group I worked in the securities markets for a long time and was used to having access to real-time market data to research issues that came up at work. [...]
GLOBAL MARKETS ADVISORY GROUP EXPANDS CONSULTING TEAM
GLOBAL MARKETS ADVISORY GROUP EXPANDS CONSULTING TEAM -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- - ADDS SENIOR EXECUTIVES FROM INTEL, FINRA, AND NYSE November 8, 2017 – Global Markets Advisory Group, a New York-based capital markets advisory firm, announced today that it has brought on [...]
LET FREEDOM RING!!
LET FREEDOM RING!! The picture above was taken on the New York Stock Exchange floor on September 17, 2001. I had the week of the 11th off and had just celebrated my oldest son's first birthday on the 6th. On the morning of the 11th, I started the day with my normal ritual of grabbing a [...]
GMAG co-hosts Pre-STANY Annual Conference Event at Google’s NYC Office
On Wednesday, April 6th GMAG proudly co-hosted a Pre-STANY (Securities Trades Association of New York) Annual Conference Event at Google’s New York City Office. This event was a panel discussion about the Consolidated Audit Trail (CAT) and it's impact on regulation and the financial industry. This discussion was moderated by Bob Pisani of CNBC and [...]
GMAG to Provide IPO Advisory Services
[et_pb_section][et_pb_row][et_pb_column type="4_4"][et_pb_text admin_label="Text" background_layout="light" text_orientation="left" use_border_color="off" border_color="#ffffff" border_style="solid"] Global Markets Advisory Group is proud to announce that it has been retained to assist an Asian company in the exploration of the Initial Public Offering process in the United States. GMAG will leverage its vast expertise to provide the following services: Introductions to Investment Bankers Management [...]
The CAT NMS Plan Overview of the SEC-Mandated Consolidated Audit Trail Project
What is the Consolidated Audit Trail? The SEC, FINRA and the exchanges currently rely on ad hoc aggregation of disparate sources of information to conduct market oversight, investigation and enforcement. The CAT will collect daily order and trade data for equities and options, across all trading venues, into a single database. Data will be submitted [...]
Letter about Consolidated Audit Trail to CAT Bid Team from Daniel M. Labovitz
On March 1, 2016, the Securities and Exchange Commission issued its Order Granting Exemptions from Certain Provisions of Rule 613 Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 (the “Exemption Order”). Click here to read the letter about CAT.