Newest Colleague Nancy Reich Opines on Reg BI
https://www.tradersmagazine.com/departments/regulation/reg-bi-by-the-way/
https://www.tradersmagazine.com/departments/regulation/reg-bi-by-the-way/
https://www.tradersmagazine.com/departments/regulation/the-challenge-of-supervising-in-a-shelter-at-home-environment/ https://www.tradersmagazine.com/departments/regulation/the-challenge-of-supervising-in-a-shelter-at-home-environment/
https://www.tradersmagazine.com/departments/people/consultancy-gmag-adds-four-senior-staff/
A note from our GMAG partner Charlie Dolan: https://www.linkedin.com/posts/charles-p-dolan-12a25434_compliance-socialresponsibility-freeconsultation-activity-6646484805536006144-Rnow
With the coronavirus hitting everyone hard, and BCP procedures in full force, GMAG extends wishes to all for safety and health. In the case you need your BCP procedures reviewed, updated, strengthened, know that we are here to help. All you got to do is call, we will be there. Be safe everyone!
https://www.tradersmagazine.com/am/esg-whats-old-is-new-again/https://www.tradersmagazine.com/am/esg-whats-old-is-new-again/
Hard work and persistence pays off!! Congratulations! GMAG is proud to be an Advisor to EQX. https://www.linkedin.com/posts/loupastina_longtermism-activity-6640286384508686336-quEp
Dan Labovitz, GMAG partner, talks about compliance, policies and procedures for firms migrating to the cloud. Richmond Federal Reserve Cloud Summit
GLOBAL MARKETS ADVISORY GROUP EXPANDS CONSULTING TEAM -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- - ADDS SENIOR EXECUTIVES FROM INTEL, FINRA, AND NYSE November 8, 2017 – Global Markets Advisory Group, a New York-based capital markets advisory firm, announced today that it has brought on [...]
SIFMA Google Cloud RegTech Event held at Googles's New York City offices in Chelsea. The event included a very interesting panel discussion, moderated, by CNBC’s Bob Pisani, on emerging technologies used by financial service firms. Most notable was the discussion on how emerging technologies can assist and help transform the way financial service firms manage [...]