Global Markets Advisory Group, GMAG, is literally about two years old but it has been more than 30 years in the making. Formed by friends and former colleagues, the group has a combined experience over 200 years across the various disciplines in the security markets industry.

The group combines the unique talents of people who have managed the largest stock exchange in the US; incubated and started market-making brokerage firms; regulated listed companies and advised on corporate governance standards; and managed compliance programs for one of the most iconic market making firms on Wall Street.

These talents have already been engaged to advise firms in some of the biggest regulatory and operational changes to hit the financial industry since Reg NMS. Their clients have included some of the most recognizable names in the technology industry. Our reach extends all the way to China where we are engaged in assisting firms access the US capital markets. And we have been involved in assisting the largest Stock Exchange in Africa.

The GMAG team has recently formed an alliance with Zito Partners, a well-established and valued communications firm that advises corporate clients on building and executing corporate communications programs. GMAG is also affiliated with the New York Institute of Finance to help educate global clients on US market structure and regulatory issues.

GMAG also has relationships with leading regulatory technology consulting firms and with regulatory consulting firms that frequently collaborate with the GMAG team on engagements.

If you are looking for advice on how to navigate the regulatory and market structure issues facing your firm today, and don’t have the big budget necessary to engage the large consulting firms, GMAG may be just what you need. The team can review your programs and provide valuable advice on how to address certain regulatory, technology and operational issues you may be facing. Chances are, our team has had a hand in forming the standards you are trying to comply with, whether they be in trading, operations or corporate governance.

In addition, we are skilled at providing regulatory reviews and assessments and can spot issues before they become problems. If you already have a problem, we can help you remediate it and include our new affiliated partners to build a communications plan to help you get out in front of any issue.

If you have developed technologies and feel like they are an answer to a problem not yet identified, come see us. We can tell you where your technology might find a use in the securities market and how you should approach your target market.

We’ve got the experience, the industry know-how, and the out-reach within the industry to get you the answers you need. Give us a call; we can help you.

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